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Signature
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/s/ Jennifer C. McGarey, Attorney-in-Fact
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Issuer symbol
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NOC
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Transactions as of
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16 Feb 2024
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Net transactions value
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-$1,014,163
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Form type
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4
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Filing time
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21 Feb 2024, 17:20:33 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
NOC |
Common Stock |
Options Exercise |
$0 |
+619 |
+17% |
$0.000000 |
4,271 |
16 Feb 2024 |
Direct |
|
| transaction |
NOC |
Common Stock |
Tax liability |
$118,602 |
-263 |
-6.2% |
$450.96 |
4,008 |
16 Feb 2024 |
Direct |
|
| transaction |
NOC |
Common Stock |
Sale |
$573,321 |
-1,273 |
-32% |
$450.37 |
2,735 |
16 Feb 2024 |
Direct |
|
| transaction |
NOC |
Common Stock |
Sale |
$322,239 |
-711 |
-26% |
$453.22 |
2,024 |
20 Feb 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
NOC |
Restricted Stock Rights |
Options Exercise |
$0 |
-619 |
-19% |
$0.000000 |
2,587 |
16 Feb 2024 |
Common Stock |
619 |
|
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: