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Signature
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/s/ Jennifer C. McGarey, Attorney-in-Fact
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Stock symbol
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NOC
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Transactions as of
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Feb 16, 2024
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Transactions value $
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-$1,014,163
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Form type
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4
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Date filed
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2/21/2024, 05:20 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
NOC |
Common Stock |
Options Exercise |
$0 |
+619 |
+16.95% |
$0.00 |
4.27K |
Feb 16, 2024 |
Direct |
|
| transaction |
NOC |
Common Stock |
Tax liability |
-$119K |
-263 |
-6.16% |
$450.96 |
4.01K |
Feb 16, 2024 |
Direct |
|
| transaction |
NOC |
Common Stock |
Sale |
-$573K |
-1.27K |
-31.76% |
$450.37 |
2.73K |
Feb 16, 2024 |
Direct |
|
| transaction |
NOC |
Common Stock |
Sale |
-$322K |
-711 |
-26% |
$453.22 |
2.02K |
Feb 20, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
NOC |
Restricted Stock Rights |
Options Exercise |
$0 |
-619 |
-19.31% |
$0.00 |
2.59K |
Feb 16, 2024 |
Common Stock |
619 |
|
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: