| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AZEK | Class A Common Stock | Sale | -$589K | -13K | -1.09% | $45.34 | 1.18M | Feb 12, 2024 | Direct | F1, F2 |
| transaction | AZEK | Class A Common Stock | Sale | -$1.78M | -40K | -51.81% | $44.50 | 37.2K | Feb 13, 2024 | By Trust | F3, F4 |
| holding | AZEK | Class A Common Stock | 100K | Feb 12, 2024 | By Trust | ||||||
| holding | AZEK | Class A Common Stock | 207K | Feb 12, 2024 | By Trust | ||||||
| holding | AZEK | Class A Common Stock | 255K | Feb 12, 2024 | By Trust | ||||||
| holding | AZEK | Class A Common Stock | 9.48K | Feb 12, 2024 | By Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported sale of 13,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2023. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.96 to $45.64, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.40 to $44.63, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | Represents shares held by The Linda Singh Revocable Trust, for which the Reporting Person and his spouse serve as co-trustees. |