Key facts
- This page summarizes Serena Wolfe's Form 4 filing for ANNALY CAPITAL MANAGEMENT INC (NLY).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 05 Feb 2024, 18:04.
Serena Wolfe - 01 Feb 2024 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- NLY
- Reported as of
- 01 Feb 2024
- Net transaction value
- -$194,545
- SEC form
- 4
- Accepted by SEC
- 05 Feb 2024, 18:04:58 UTC
- Prior SEC filing
- 31 Jan 2024
- Next SEC filing
- 20 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anthony C. Green, as Attorney-in-Fact for Serena Wolfe
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Serena Wolfe filed Form 4 for ANNALY CAPITAL MANAGEMENT INC (NLY) on 05 Feb 2024.
Change
- Previous filing in this sequence was filed on 31 Jan 2024.
- Current net transaction value: -$194,545.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NLY
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,140
- Change %
- +5.4%
- Price
- $0.000000
- Shares after
- 61,250
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
NLY
transaction
Common Stock
Tax liability
- Transaction value
- $194,545
- Shares
- -9,941
- Change %
- -16%
- Price
- $19.57
- Shares after
- 51,309
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
NLY
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +60,000
- Change %
- +117%
- Price
- $0.000000
- Shares after
- 111,309
- Date
- 01 Feb 2024
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.
Footnote F2
Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2024 of restricted stock awards previously granted on February 1, 2022 and February 1, 2023.
Footnote F3
Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).