Shawn Dym - Jan 23, 2024 Form 3 Insider Report for SpringBig Holdings, Inc. (SBIG)

Role
Director
Signature
/s/ Paul Sykes, as Attorney-in-Fact
Stock symbol
SBIG
Transactions as of
Jan 23, 2024
Transactions value $
$0
Form type
3
Date filed
2/2/2024, 07:34 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SBIG 8% Senior Secured Convertible Promissory Notes due 2026 Jan 23, 2024 Common Stock 18.7M $0.15 Directly held by Shalcor Management, Inc. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shawn Dym is the Managing Director of Shalcor Management, Inc. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by Shalcor Management, Inc., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

Exhibit 24: Power of Attorney