James P. Gorman - Jan 26, 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role: Executive Chairman, Director
Signature: /s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol: MS
Transactions as of: Jan 26, 2024
Transactions value $: -$4,396,400
Form type: 4
Date filed: 1/26/2024, 04:36 PM
Previous filing: Jan 25, 2024
Next filing: Feb 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MS	Common Stock	Sale	-$4.4M	-50K	-11.64%	$87.93	380K	Jan 26, 2024	Direct	F1, F2
holding	MS	Common Stock						1.97K	Jan 26, 2024	By 401(k) Plan
holding	MS	Common Stock						450K	Jan 26, 2024	By Grantor Retained Annuity Trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.92 to $87.9701, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	Since the Reporting Person's last report, 50,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.

Content

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.92 to $87.9701, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Since the Reporting Person's last report, 50,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.