Key facts
- This page summarizes Jarrod Phillips's Form 4 filing for Ares Management Corp (ARES).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Jan 2024, 21:15.
Jarrod Phillips - 01 Jul 2023 Form 4 Insider Report for Ares Management Corp (ARES)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- ARES
- Reported as of
- 01 Jul 2023
- Net transaction value
- -$390,074
- SEC form
- 4
- Accepted by SEC
- 23 Jan 2024, 21:15:35 UTC
- Prior SEC filing
- 21 Apr 2023
- Next SEC filing
- 02 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Naseem Sagati Aghili, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jarrod Phillips filed Form 4 for Ares Management Corp (ARES) on 23 Jan 2024.
Change
- Previous filing in this sequence was filed on 21 Apr 2023.
- Current net transaction value: -$390,074.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ARES
transaction
Class A Common Stock
Tax liability
- Transaction value
- $238,948
- Shares
- -2,480
- Change %
- -2%
- Price
- $96.35
- Shares after
- 118,965
- Date
- 01 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2
ARES
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +2,997
- Change %
- +2.5%
- Price
- $0.000000
- Shares after
- 121,962
- Date
- 20 Jan 2024
- Ownership
- Direct
- Footnotes
- F3, F4
ARES
transaction
Class A Common Stock
Tax liability
- Transaction value
- $151,126
- Shares
- -1,298
- Change %
- -1.1%
- Price
- $116.43
- Shares after
- 120,664
- Date
- 20 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under an equity plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
Footnote F2
Includes 79,914 restricted units granted pursuant to an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Footnote F3
Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2025, 2026 and 2027.
Footnote F4
Includes 82,911 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Footnote F5
Includes 79,408 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.