| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRDO | Ordinary Shares | Sale | -$187K | -9.8K | -0.32% | $19.08 | 3.09M | Jan 16, 2024 | Direct | F1, F2 |
| transaction | CRDO | Ordinary Shares | Sale | -$3.96K | -200 | -0.01% | $19.81 | 3.09M | Jan 16, 2024 | Direct | F1, F3 |
| transaction | CRDO | Ordinary Shares | Sale | -$3.46M | -181K | -7% | $19.14 | 2.4M | Jan 18, 2024 | By Chung BVI Co Ltd | F1, F4, F5 |
| transaction | CRDO | Ordinary Shares | Sale | -$1.73M | -90.3K | -3.75% | $19.14 | 2.32M | Jan 18, 2024 | By Zhan BVI Co Ltd | F1, F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 13, 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $18.78 to $19.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $19.79 to $19.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $18.76 to $19.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |