Pieter A. van Niekerk - Jan 15, 2024 Form 4 Insider Report for Gatos Silver, Inc. (GATO)

Role
CFO
Signature
/s/ Stephen Bodley as Attorney-in-Fact for Pieter A. van Niekerk
Stock symbol
GATO
Transactions as of
Jan 15, 2024
Transactions value $
$0
Form type
4
Date filed
1/17/2024, 03:41 PM
Previous filing
Sep 13, 2023
Next filing
Dec 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Award $0 +40.6K +28.44% $0.00 183K Jan 15, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Employee Stock Option (Right to Buy) Award $0 +81.3K $0.00 81.3K Jan 15, 2024 Common Stock 81.3K $6.41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of restricted stock units ("RSUs") which vest on December 31, 2026.
F2 These options were granted on January 15, 2024 and shall vest in three equal tranches on each of January 15, 2025, January 15, 2026 and January 15, 2027.