Sanjay Datta - 08 Jan 2024 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Reporting relationship: Chief Financial Officer
Issuer ticker: UPST
Reported as of: 08 Jan 2024
Net transaction value: -$34,140
SEC form: 4
Accepted by SEC: 10 Jan 2024, 20:21:27 UTC
Prior SEC filing: 04 Jan 2024
Next SEC filing: 18 Jan 2024
Source filing: View source filing
Reporting owner signature: /s/ Christopher Ing, by power of attorney

Key filing fact

Sanjay Datta filed Form 4 for Upstart Holdings, Inc. (UPST) on 10 Jan 2024.

Key facts

This page summarizes Sanjay Datta's Form 4 filing for Upstart Holdings, Inc. (UPST).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 10 Jan 2024, 20:21.

Change

Previous filing in this sequence was filed on 04 Jan 2024.
Current net transaction value: -$34,140.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UPST transaction

Common Stock

Sale

Transaction value: $34,140
Shares: -1,000
Change %: -0.28%
Price: $34.14
Shares after: 359,090
Date: 08 Jan 2024
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023.

Footnote F2

Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.