Donald McClymont - 03 Jan 2024 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Role
Chief Executive Officer, Director
Signature
/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Issuer symbol
INDI
Transactions as of
03 Jan 2024
Net transactions value
-$238,093
Form type
4
Filing time
05 Jan 2024, 19:34:37 UTC
Previous filing
11 Dec 2023
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INDI Class A Common Stock Options Exercise $0 +6,154 +21% $0.000000 35,333 03 Jan 2024 Direct
transaction INDI Class A Common Stock Options Exercise $0 +71,625 +203% $0.000000 106,958 03 Jan 2024 Direct
transaction INDI Class A Common Stock Tax liability $18,543 -2,634 -2.5% $7.04 104,324 04 Jan 2024 Direct F1
transaction INDI Class A Common Stock Tax liability $194,121 -27,574 -26% $7.04 76,750 04 Jan 2024 Direct F1
transaction INDI Class A Common Stock Options Exercise $0 +8,437 +18% $0.000000 55,849 03 Jan 2024 by spouse
transaction INDI Class A Common Stock Tax liability $25,428 -3,612 -6.5% $7.04 52,237 04 Jan 2024 by spouse F1
holding INDI Class V Common Stock 5,689,506 03 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INDI Restricted Stock Units Options Exercise $0 -6,154 -33% $0.000000 12,308 03 Jan 2024 Class A Common Stock 6,154 Direct F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -71,625 -25% $0.000000 214,875 03 Jan 2024 Class A Common Stock 71,625 Direct F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -8,437 -25% $0.000000 25,313 03 Jan 2024 Class A Common Stock 8,437 by spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.