Donald McClymont - Jan 3, 2024 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Role
Chief Executive Officer, Director
Signature
/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Stock symbol
INDI
Transactions as of
Jan 3, 2024
Transactions value $
-$238,093
Form type
4
Date filed
1/5/2024, 07:34 PM
Previous filing
Dec 11, 2023
Next filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INDI Class A Common Stock Options Exercise $0 +6.15K +21.09% $0.00 35.3K Jan 3, 2024 Direct
transaction INDI Class A Common Stock Options Exercise $0 +71.6K +202.71% $0.00 107K Jan 3, 2024 Direct
transaction INDI Class A Common Stock Tax liability -$18.5K -2.63K -2.46% $7.04 104K Jan 4, 2024 Direct F1
transaction INDI Class A Common Stock Tax liability -$194K -27.6K -26.43% $7.04 76.8K Jan 4, 2024 Direct F1
transaction INDI Class A Common Stock Options Exercise $0 +8.44K +17.8% $0.00 55.8K Jan 3, 2024 by spouse
transaction INDI Class A Common Stock Tax liability -$25.4K -3.61K -6.47% $7.04 52.2K Jan 4, 2024 by spouse F1
holding INDI Class V Common Stock 5.69M Jan 3, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INDI Restricted Stock Units Options Exercise $0 -6.15K -33.33% $0.00 12.3K Jan 3, 2024 Class A Common Stock 6.15K Direct F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -71.6K -25% $0.00 215K Jan 3, 2024 Class A Common Stock 71.6K Direct F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -8.44K -25% $0.00 25.3K Jan 3, 2024 Class A Common Stock 8.44K by spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.