Ali Bouzarif - Jan 3, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Director
Signature
/s/ Colleen Graham, Attorney-in-fact
Stock symbol
ALTI
Transactions as of
Jan 3, 2024
Transactions value $
$0
Form type
4
Date filed
1/5/2024, 01:19 PM
Previous filing
Jun 9, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise +13.1K 13.1K Jan 3, 2024 Direct F1
holding ALTI Class A Common Stock 748K Jan 3, 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -13.1K -100% $0.00* 0 Jan 3, 2024 Class A Common Stock 13.1K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units converted into Class A Common Stock on a one-to-one basis.
F2 Represents securities held by MERCYAH B.V. MERCYAH B.V. is controlled by Ali Bouzarif. Consequently, Mr. Bouzarif may be deemed to share voting and dispositive control over the securities held by MERCYAH B.V., and thus to share beneficial ownership of such securities. Mr. Bouzarif disclaims beneficial ownership of the securities held by MERCYAH B.V., except to the extent of his pecuniary interest therein.
F3 On May 31, 2023 the reporting person was granted 13,111 restricted stock units that vested in whole on January 3, 2024.