Michael Ellenbogen - 01 Jan 2024 Form 4 Insider Report for Evolv Technologies Holdings, Inc. (EVLV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jan 2024, 19:38:25 UTC
Prior SEC filing
29 Dec 2023
Next SEC filing
18 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Eric Pyenson, Attorney-in-fact for Michael Ellenbogen

Key filing fact

Michael Ellenbogen filed Form 4 for Evolv Technologies Holdings, Inc. (EVLV) on 03 Jan 2024.

Key facts

  • This page summarizes Michael Ellenbogen's Form 4 filing for Evolv Technologies Holdings, Inc. (EVLV).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Jan 2024, 19:38.

Change

  • Previous filing in this sequence was filed on 29 Dec 2023.
  • Current net transaction value: -$4,145.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EVLV transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+2,500
Change %
+0.12%
Price
$0.000000
Shares after
2,072,928
Date
01 Jan 2024
Ownership
Direct
Footnotes
F1
EVLV transaction

Class A Common Stock

Sale

Transaction value
$4,145
Shares
-915
Change %
-0.04%
Price
$4.53
Shares after
2,072,013
Date
03 Jan 2024
Ownership
Direct
Footnotes
F2, F3
EVLV holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,259,987
Date
01 Jan 2024
Ownership
Held by E Ventures Trust
EVLV holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
151,135
Date
01 Jan 2024
Ownership
Held by Family Horizon Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EVLV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jan 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,500
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On March 31, 2022, the reporting person was granted 5,000 performance-based restricted stock units ("RSUs"). 50% of the performance-based RSUs vested on January 1, 2023 based on achieving an annual bookings goal for the fiscal year ended December 31, 2022. The remaining RSUs vested on January 1, 2024, subject to the reporting person's continued employment through such vesting date. Each RSU represents a contingent right to receive one share of Class A Common Stock and has no expiration date.

Footnote F2

The sale reported in the Form 4 was effected solely with the intent to cover withholding taxes in connection with the January 1, 2024 vesting of the RSUs described in footnote 1.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.46 to $4.54. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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