Kelly Rodriques - 26 Dec 2023 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
26 Dec 2023
Net transactions value
$0
Form type
4
Filing time
28 Dec 2023, 21:50:10 UTC
Previous filing
06 Dec 2023
Next filing
05 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +406 +0% $0.000000 10,452,826 26 Dec 2023 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +2,827 +4.2% $0.000000 69,772 26 Dec 2023 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA F1
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +11,312 +1.7% $0.000000 689,045 26 Dec 2023 By Operative Capital LP F1, F2
holding FRGE Common Stock, $0.0001 par value per share 1,596,734 26 Dec 2023 By Operative Capital SPV I, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pro rata distribution from a partial release of an indemnity escrow relating to a transaction of the Issuer's predecessor completed on November 9, 2020.
F2 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.