Kelly Rodriques - Dec 26, 2023 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Dec 26, 2023
Transactions value $
$0
Form type
4
Date filed
12/28/2023, 09:50 PM
Previous filing
Dec 6, 2023
Next filing
Jan 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +406 +0% $0.00 10.5M Dec 26, 2023 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +2.83K +4.22% $0.00 69.8K Dec 26, 2023 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA F1
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +11.3K +1.67% $0.00 689K Dec 26, 2023 By Operative Capital LP F1, F2
holding FRGE Common Stock, $0.0001 par value per share 1.6M Dec 26, 2023 By Operative Capital SPV I, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pro rata distribution from a partial release of an indemnity escrow relating to a transaction of the Issuer's predecessor completed on November 9, 2020.
F2 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.