Kelly Rodriques - Nov 20, 2023 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Nov 20, 2023
Transactions value $
$0
Form type
4
Date filed
12/19/2023, 06:48 PM
Previous filing
Nov 13, 2023
Next filing
Dec 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Gift $0 -12K -0.11% $0.00 10.5M Nov 20, 2023 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Gift $0 -12K -0.11% $0.00 10.5M Nov 20, 2023 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Gift $0 -12K -0.11% $0.00 10.5M Dec 15, 2023 Direct F1
holding FRGE Common Stock, $0.0001 par value per share 66.9K Nov 20, 2023 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
holding FRGE Common Stock, $0.0001 par value per share 1.6M Nov 20, 2023 By Operative Capital SPV I, LLC F2
holding FRGE Common Stock, $0.0001 par value per share 678K Nov 20, 2023 By Operative Capital LP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Such transfer was a bona fide gift by the Reporting Person to a family member for no consideration.
F2 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by Operative LP and Operative SPV 1 except to the extent of his pecuniary interest therein, if any.