Kelly Rodriques - 20 Nov 2023 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
20 Nov 2023
Net transactions value
$0
Form type
4
Filing time
19 Dec 2023, 18:48:13 UTC
Previous filing
13 Nov 2023
Next filing
06 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Gift $0 -12,000 -0.11% $0.000000 10,476,420 20 Nov 2023 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Gift $0 -12,000 -0.11% $0.000000 10,464,420 20 Nov 2023 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Gift $0 -12,000 -0.11% $0.000000 10,452,420 15 Dec 2023 Direct F1
holding FRGE Common Stock, $0.0001 par value per share 66,945 20 Nov 2023 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
holding FRGE Common Stock, $0.0001 par value per share 1,596,734 20 Nov 2023 By Operative Capital SPV I, LLC F2
holding FRGE Common Stock, $0.0001 par value per share 677,733 20 Nov 2023 By Operative Capital LP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Such transfer was a bona fide gift by the Reporting Person to a family member for no consideration.
F2 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by Operative LP and Operative SPV 1 except to the extent of his pecuniary interest therein, if any.