Key facts
- This page summarizes Daniel W. Fleming's Form 4 filing for Credo Technology Group Holding Ltd (CRDO).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Dec 2023, 20:43.
Daniel W. Fleming - 08 Dec 2023 Form 4 Insider Report for Credo Technology Group Holding Ltd (CRDO)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- CRDO
- Reported as of
- 08 Dec 2023
- Net transaction value
- -$1,270,740
- SEC form
- 4
- Accepted by SEC
- 12 Dec 2023, 20:43:04 UTC
- Prior SEC filing
- 05 Dec 2023
- Next SEC filing
- 28 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Adam Thorngate-Gottlund, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel W. Fleming filed Form 4 for Credo Technology Group Holding Ltd (CRDO) on 12 Dec 2023.
Change
- Previous filing in this sequence was filed on 05 Dec 2023.
- Current net transaction value: -$1,270,740.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CRDO
transaction
Ordinary Shares
Sale
- Transaction value
- $1,050,000
- Shares
- -60,000
- Change %
- -8.9%
- Price
- $17.50
- Shares after
- 614,738
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
CRDO
transaction
Ordinary Shares
Options Exercise
- Transaction value
- $3,438
- Shares
- +12,500
- Change %
- +2%
- Price
- $0.2750*
- Shares after
- 627,238
- Date
- 11 Dec 2023
- Ownership
- Direct
CRDO
transaction
Ordinary Shares
Sale
- Transaction value
- $224,178
- Shares
- -12,500
- Change %
- -2%
- Price
- $17.93
- Shares after
- 614,738
- Date
- 11 Dec 2023
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRDO
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 96,300
- Date
- 11 Dec 2023
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 12,500
- Exercise price
- $0.2750
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
On December 8, 2023, the Issuer completed an underwritten public offering pursuant to which the Reporting Person sold 60,000 ordinary shares at a public offering price of $17.50 per share, or a net per share price of $16.7125 after deducting $0.7875 per share of underwriting discounts and commissions.
Footnote F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2023.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $17.80 to $18.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
These options were granted on May 10, 2016 and are fully vested.