Justin Mirro - Nov 28, 2023 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Role
Director
Signature
/s/ Sandra Wallach, attorney-in-fact on behalf of Justin Mirro
Stock symbol
AMPX
Transactions as of
Nov 28, 2023
Transactions value $
-$595,744
Form type
4
Date filed
11/30/2023, 06:49 PM
Previous filing
Jun 16, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPX Common stock Sale -$111K -30K -1.2% $3.71 2.47M Nov 28, 2023 See footnote F1, F2
transaction AMPX Common stock Sale -$55.5K -15K -0.75% $3.70 1.99M Nov 28, 2023 See footnote F3, F4, F5
transaction AMPX Common stock Sale -$160K -40K -1.62% $4.01 2.43M Nov 29, 2023 See footnote F2, F6
transaction AMPX Common stock Sale -$80.1K -20K -1.01% $4.01 1.97M Nov 29, 2023 See footnote F5, F6
transaction AMPX Common stock Sale -$126K -30K -1.24% $4.19 2.4M Nov 30, 2023 See footnote F2, F7
transaction AMPX Common stock Sale -$62.8K -15K -0.76% $4.18 1.95M Nov 30, 2023 See footnote F5, F8
holding AMPX Common stock 17.9K Nov 28, 2023 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.57 to $4.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.58 to $3.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 Includes 1,000,000 shares previously held through Justin E. Mirro 2020 Qualified Annuity Trust dated 6/27/20, which were transferred on September 13, 2023 to Kensington Capital Trust dated 6/27/20.
F5 The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
F6 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $4.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.98 to $4.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F9 Includes 17,895 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.