Daniel W. Fleming - 16 Nov 2023 Form 4 Insider Report for Credo Technology Group Holding Ltd (CRDO)

Reporting relationship: Chief Financial Officer
Issuer ticker: CRDO
Reported as of: 16 Nov 2023
Net transaction value: +$688
SEC form: 4
Accepted by SEC: 28 Nov 2023, 20:52:11 UTC
Prior SEC filing: 12 Oct 2023
Next SEC filing: 05 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Adam Thorngate-Gottlund, attorney-in-fact

Key filing fact

Daniel W. Fleming filed Form 4 for Credo Technology Group Holding Ltd (CRDO) on 28 Nov 2023.

Key facts

This page summarizes Daniel W. Fleming's Form 4 filing for Credo Technology Group Holding Ltd (CRDO).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Nov 2023, 20:52.

Change

Previous filing in this sequence was filed on 12 Oct 2023.
Current net transaction value: +$688.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CRDO transaction

Ordinary Shares

Options Exercise

Transaction value: $688
Shares: +2,500
Change %: +0.37%
Price: $0.2750^*
Shares after: 677,198
Date: 16 Nov 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRDO transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -2,500
Change %: -2.2%
Price: $0.000000
Shares after: 108,800
Date: 16 Nov 2023
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 2,500
Exercise price: $0.2750
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2023.

Footnote F2

These options were granted on May 10, 2016 and are fully vested.

SEC remarks

The Form 4s filed by the reporting person on October 12, 2023 and November 17, 2023 both inadvertently stated that the date of the adoption of the reporting person's applicable 10b5-1 Plan was September 25, 2023. In fact, the date of the adoption of the reporting person's applicable 10b5-1 Plan was June 26, 2023, as corrected on this Form 4.