Beck Martin S A - Nov 27, 2023 Form 4 Insider Report for UpHealth, Inc. (UPH)

Role
Chief Executive Officer
Signature
/s/ Martin S. A. Beck
Stock symbol
UPH
Transactions as of
Nov 27, 2023
Transactions value $
-$428
Form type
4
Date filed
11/28/2023, 04:10 PM
Previous filing
Oct 11, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPH Common Stock Tax liability -$428 -701 -1.85% $0.61 37.1K Nov 27, 2023 Direct F1, F2
holding UPH Common Stock 37.8K Nov 27, 2023 Direct F1
holding UPH Common Stock 122K Nov 27, 2023 TTC Healthcare Partners, LLC F3
holding UPH Common Stock 186K Nov 27, 2023 Rewi Enterprises, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes Restricted Stock Units ("Prior RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules.
F2 The Company may withhold shares of stock subject to the Prior RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such Prior RSUs issued to Reporting Person.
F3 Mr. Beck has been an indirect equity owner and is the chairman of the board of directors of TTC Healthcare Partners, LLC ("TTC"), and as such, Mr. Beck may be deemed the beneficial owner of shares owned by TTC. Mr. Beck disclaims beneficial ownership of the shares held by TTC, except to the extent of his pecuniary interest therein, and the reporting herein of the shares held by TTC shall not be construed as an admission that Mr. Beck is the beneficial owner of those shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
F4 Rewi Enterprises, LLC, which is a direct member of TTC and of which Mr. Beck is the sole owner