| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRDO | Ordinary Shares | Sale | -$210 | -12 | 0% | $17.50 | 3.18M | Nov 15, 2023 | Direct | F1 |
| transaction | CRDO | Ordinary Shares | Sale | -$175K | -9.99K | -0.31% | $17.50 | 3.17M | Nov 16, 2023 | Direct | F1, F2 |
| holding | CRDO | Ordinary Shares | 3.12M | Nov 15, 2023 | By Chung BVI Co Ltd | F3 | |||||
| holding | CRDO | Ordinary Shares | 2.77M | Nov 15, 2023 | By Zhan BVI Co Ltd | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 13, 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $17.50 to $17.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |