Katherine Adkins - Nov 1, 2023 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)

Signature
/s/ David Ritenour, Attorney-in-Fact
Stock symbol
AFRM
Transactions as of
Nov 1, 2023
Transactions value $
-$54,080
Form type
4
Date filed
11/3/2023, 06:14 PM
Previous filing
Oct 3, 2023
Next filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFRM Class A Common Stock Options Exercise $0 +6.78K +8.87% $0.00 83.2K Nov 1, 2023 Direct
transaction AFRM Class A Common Stock Tax liability -$54.1K -3.07K -3.69% $17.61 80.1K Nov 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFRM Restricted Stock Units Options Exercise $0 -165 -4.98% $0.00 3.15K Nov 1, 2023 Class A Common Stock 165 Direct F2, F3
transaction AFRM Restricted Stock Units Options Exercise $0 -305 -3.7% $0.00 7.93K Nov 1, 2023 Class A Common Stock 305 Direct F2, F4
transaction AFRM Restricted Stock Units Options Exercise $0 -4.91K -11.11% $0.00 39.3K Nov 1, 2023 Class A Common Stock 4.91K Direct F2, F5
transaction AFRM Restricted Stock Units Options Exercise $0 -1.4K -2.86% $0.00 47.6K Nov 1, 2023 Class A Common Stock 1.4K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on November 1, 2023.
F2 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
F4 The RSUs vest in 48 equal monthly installments beginning February 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
F5 The RSUs vest in 24 equal monthly installments beginning August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
F6 The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.