Brad Bollner - Nov 1, 2023 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role
Interim CFO
Signature
Jared Vitemb, Attorney-in-fact for Brad Bollner
Stock symbol
FARM
Transactions as of
Nov 1, 2023
Transactions value $
-$2,297
Form type
4
Date filed
11/3/2023, 04:31 PM
Previous filing
Oct 3, 2023
Next filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability -$2.3K -915 -7.81% $2.51 10.8K Nov 1, 2023 Direct
holding FARM Common Stock 2.33K Nov 1, 2023 Held in the Company's 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FARM Cash-Settled Restricted Stock Units Options Exercise $0 -3.91K -33.33% $0.00 7.81K Nov 1, 2023 Common Stock 3.91K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The cash-settled restricted stock unit vesting on November 1, 2023 settled in cash based on the closing price of the Issuer's Common Stock on November 1, 2023.