Key facts
- This page summarizes Robert Weeber's Form 4 filing for AlTi Global, Inc. (ALTI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 03 Nov 2023, 13:53.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Other
No transaction description listed
No transaction description listed
Additional SEC filing notes
Footnote F1
1. The shares were issued pursuant to a Share Purchase Agreement, dated July 28, 2023, by and between AlTi Global Wealth Management Holdings Limited and Robert Weeber, in exchange for consideration of $1,200,000. The number of shares issued was determined by dividing such amount by the average "mid-market closing" ALTI Nasdaq share price calculated during the 20 consecutive trading days prior to August 1, 2023.
Footnote F2
2. Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
Footnote F3
3. Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.