Robert Weeber - 01 Nov 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Nov 2023, 13:53:03 UTC
Prior SEC filing
31 Oct 2023
Next SEC filing
26 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Colleen Graham, Attorney-in-fact

Key filing fact

Robert Weeber filed Form 4 for AlTi Global, Inc. (ALTI) on 03 Nov 2023.

Key facts

  • This page summarizes Robert Weeber's Form 4 filing for AlTi Global, Inc. (ALTI).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Nov 2023, 13:53.

Change

  • Previous filing in this sequence was filed on 31 Oct 2023.
  • Current net transaction value: +$1,199,998.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALTI transaction

Class A Common Stock

Other

Transaction value
$1,199,998
Shares
+152,866
Change %
+59%
Price
$7.85
Shares after
413,121
Date
01 Nov 2023
Ownership
Direct
Footnotes
F1
ALTI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,825
Date
01 Nov 2023
Ownership
See footnote
Footnotes
F2
ALTI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,905
Date
01 Nov 2023
Ownership
See footnote
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

1. The shares were issued pursuant to a Share Purchase Agreement, dated July 28, 2023, by and between AlTi Global Wealth Management Holdings Limited and Robert Weeber, in exchange for consideration of $1,200,000. The number of shares issued was determined by dividing such amount by the average "mid-market closing" ALTI Nasdaq share price calculated during the 20 consecutive trading days prior to August 1, 2023.

Footnote F2

2. Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.

Footnote F3

3. Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.

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