Robert Weeber - Nov 1, 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Pres, Intl. Wealth Mmgt
Signature
/s/ Colleen Graham, Attorney-in-fact
Stock symbol
ALTI
Transactions as of
Nov 1, 2023
Transactions value $
$1,199,998
Form type
4
Date filed
11/3/2023, 01:53 PM
Previous filing
Oct 31, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Other $1.2M +153K +58.74% $7.85 413K Nov 1, 2023 Direct F1
holding ALTI Class A Common Stock 10.8K Nov 1, 2023 See footnote F2
holding ALTI Class A Common Stock 6.91K Nov 1, 2023 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. The shares were issued pursuant to a Share Purchase Agreement, dated July 28, 2023, by and between AlTi Global Wealth Management Holdings Limited and Robert Weeber, in exchange for consideration of $1,200,000. The number of shares issued was determined by dividing such amount by the average "mid-market closing" ALTI Nasdaq share price calculated during the 20 consecutive trading days prior to August 1, 2023.
F2 2. Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
F3 3. Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.