Garrett Smallwood - 10 Oct 2023 Form 4 Insider Report for Wag! Group Co. (PET)

Signature
/s/ Garrett Smallwood
Issuer symbol
PET
Transactions as of
10 Oct 2023
Net transactions value
-$382
Form type
4
Filing time
11 Oct 2023, 16:50:29 UTC
Previous filing
10 Oct 2023
Next filing
21 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PET Common Stock Options Exercise $18 +200 +0.02% $0.0900 864,611 10 Oct 2023 Direct F1
transaction PET Common Stock Sale $400 -200 -0.02% $2.00 864,411 10 Oct 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PET Options to purchase shares of Wag! Group Co. common stock Options Exercise $0 -200 -0.02% $0.000000 1,251,524 10 Oct 2023 Common Stock 200 $0.0900 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.
F3 The options to purchase shares of Wag! Group Co. common stock fully vested on November 29, 2022.