| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FRGE | Common Stock, $0.0001 par value per share | Sale | -$21.9K | -11.4K | -0.11% | $1.92 | 10.6M | Oct 2, 2023 | Direct | F1, F2 |
| transaction | FRGE | Common Stock, $0.0001 par value per share | Sale | -$69.4K | -38.6K | -0.36% | $1.80 | 10.6M | Oct 3, 2023 | Direct | F1, F3 |
| holding | FRGE | Common Stock, $0.0001 par value per share | 66.9K | Oct 2, 2023 | By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA | ||||||
| holding | FRGE | Common Stock, $0.0001 par value per share | 678K | Oct 2, 2023 | By Operative Capital LP | F4 | |||||
| holding | FRGE | Common Stock, $0.0001 par value per share | 1.6M | Oct 2, 2023 | By Operative Capital SPV I, LLC | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F2 | This transaction was executed in multiple trades at prices ranging from $1.89 to $1.99. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | This transaction was executed in multiple trades at prices ranging from $1.78 to $1.84. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any. |