Kathleen Patricia Sullivan - Oct 2, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Oct 2, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 05:31 PM
Previous filing
Aug 24, 2023
Next filing
Jan 16, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Award $0 +22.6K $0.00 22.6K Oct 2, 2023 Class A Common Stock 22.6K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.