Francesca Cornelli - 29 Sep 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role: Director
Signature: /s/ Burke Montgomery, Attorney-in-Fact
Issuer symbol: GCMG
Transactions as of: 29 Sep 2023
Net transactions value: +$35,254
Form type: 4
Filing time: 03 Oct 2023, 17:26:38 UTC
Previous filing: 07 Aug 2023
Next filing: 02 Jan 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GCMG	Restricted Stock Units	Award	$35,254	+4,543	+24%	$7.76	23,733	29 Sep 2023	Class A Common Stock	4,543		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2	This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person and is fully vested as of the date of grant. For 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Content

Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person and is fully vested as of the date of grant. For 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.