James M. Kempton - Oct 2, 2023 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
VP, CFO and Treasurer
Signature
/s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton
Stock symbol
SMSI
Transactions as of
Oct 2, 2023
Transactions value $
$257
Form type
4
Date filed
10/2/2023, 04:48 PM
Previous filing
Sep 21, 2023
Next filing
Oct 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common Stock Award $257 +250 +0.1% $1.03 248K Oct 2, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Voluntary disclosure with respect to shares acquired under the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).