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Signature
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/s/ David Ritenour, Attorney-in-Fact
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Stock symbol
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AFRM
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Transactions as of
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Sep 13, 2023
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Transactions value $
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$0
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Form type
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4/A - Amendment
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Date filed
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9/22/2023, 06:10 PM
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Date Of Original Report
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Sep 15, 2023
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
holding |
AFRM |
Class A Common Stock |
|
|
|
|
|
117K |
Sep 13, 2023 |
Direct |
|
holding |
AFRM |
Class A Common Stock |
|
|
|
|
|
873K |
Sep 13, 2023 |
Michalek 2007 Trust dated March 21, 2007 |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AFRM |
Stock Option (Right to Buy) |
Award |
$0 |
+460K |
|
$0.00 |
460K |
Sep 13, 2023 |
Class A Common Stock |
460K |
$23.35 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This Form 4/A is being filed to correct the number of stock options received by the Reporting Person on September 13, 2023 and provides corrected amounts in Columns 5, 7, and 9 of Table II.