Brianna Gerber - Aug 12, 2023 Form 4 Insider Report for ChromaDex Corp. (CDXC)

Role
Chief Financial Officer
Signature
Jeong James Lee, Attorney-in-Fact
Stock symbol
CDXC
Transactions as of
Aug 12, 2023
Transactions value $
$0
Form type
4
Date filed
8/15/2023, 09:11 PM
Previous filing
Feb 17, 2023
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXC Common Stock Options Exercise +22.4K 22.4K Aug 12, 2023 Direct F1, F2
holding CDXC Common Stock 1.24K Aug 12, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXC Restricted Stock Unit Options Exercise $0 -22.4K -33.33% $0.00 44.9K Aug 12, 2023 Common Stock 22.4K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2 On August 12, 2022, the Reporting Person was awarded RSUs which will be settled in shares of Common Stock when vested.
F3 1,238 shares held by Jacob Gerber who is a spouse of Brianna Gerber.
F4 RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023.