Scott M. Deakin - 01 Aug 2023 Form 4 Insider Report for GMS Inc. (GMS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Aug 2023, 16:32:36 UTC
Prior SEC filing
24 Oct 2022
Next SEC filing
29 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Craig D. Apolinsky, Attorney-in-Fact for Scott M. Deakin

Key filing fact

Scott M. Deakin filed Form 4 for GMS Inc. (GMS) on 03 Aug 2023.

Key facts

  • This page summarizes Scott M. Deakin's Form 4 filing for GMS Inc. (GMS).
  • 11 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 03 Aug 2023, 16:32.

Change

  • Previous filing in this sequence was filed on 24 Oct 2022.
  • Current net transaction value: +$618,147.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GMS transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,268
Change %
+28%
Price
$0.000000
Shares after
19,357
Date
01 Aug 2023
Ownership
Direct
Footnotes
F1, F2
GMS transaction

Common Stock

Tax liability

Transaction value
$96,118
Shares
-1,285
Change %
-6.6%
Price
$74.80
Shares after
18,072
Date
01 Aug 2023
Ownership
Direct
GMS transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,544
Change %
+14%
Price
$0.000000
Shares after
20,616
Date
01 Aug 2023
Ownership
Direct
Footnotes
F1
GMS transaction

Common Stock

Tax liability

Transaction value
$57,297
Shares
-766
Change %
-3.7%
Price
$74.80
Shares after
19,850
Date
01 Aug 2023
Ownership
Direct
GMS transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,097
Change %
+16%
Price
$0.000000
Shares after
22,947
Date
01 Aug 2023
Ownership
Direct
Footnotes
F1
GMS transaction

Common Stock

Tax liability

Transaction value
$69,788
Shares
-933
Change %
-4.1%
Price
$74.80
Shares after
22,014
Date
01 Aug 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GMS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,268
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,268
Exercise price
Footnotes
F1, F3
GMS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,544
Change %
-50%
Price
$0.000000
Shares after
2,544
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,544
Exercise price
Footnotes
F1, F4
GMS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,097
Change %
-33%
Price
$0.000000
Shares after
6,193
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,097
Exercise price
Footnotes
F1, F5
GMS transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+5,014
Change %
Price
$0.000000
Shares after
5,014
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,014
Exercise price
Footnotes
F6, F7
GMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$841,350
Shares
+11,248
Change %
Price
$74.80
Shares after
11,248
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,248
Exercise price
$74.80
Footnotes
F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Restricted stock units vested and converted into common stock on a one-for-one basis.

Footnote F2

Includes 490 shares acquired by the Reporting Person on June 30, 2023 pursuant to the GMS Inc. Employee Stock Purchase Plan.

Footnote F3

On August 1, 2020, the reporting person was granted 12,804 restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date.

Footnote F4

On August 1, 2021, the reporting person was granted 7,632 restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date.

Footnote F5

On August 1, 2022, the reporting person was granted 9,290 restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date.

Footnote F6

Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Footnote F7

Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of August 1, 2024, August 1, 2025 and August 1, 2026 and will be settled, with respect to vested restricted stock units, in shares of the issuer's common stock no later than 30 days after each applicable vesting date.

Footnote F8

Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these options are scheduled to vest in equal installments on each of August 1, 2024, August 1, 2025 and August 1, 2026.

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