Michelangelo Volpi - 21 Jul 2023 Form 4 Insider Report for Aurora Innovation, Inc. (AUR)

Role
Director
Signature
/s/ Michelangelo Volpi
Issuer symbol
AUR
Transactions as of
21 Jul 2023
Net transactions value
+$4,999,998
Form type
4
Filing time
25 Jul 2023, 18:10:56 UTC
Previous filing
09 Jun 2023
Next filing
01 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUR Class A Common Stock Award $4,999,998 +1,851,851 $2.70 1,851,851 21 Jul 2023 See footnote F1, F2
holding AUR Class A Common Stock 492,500 21 Jul 2023 See footnote F3
holding AUR Class A Common Stock 7,500 21 Jul 2023 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 21, 2023, the Reporting Person acquired 1,851,851 shares of Class A Common Stock in a private placement by the Issuer pursuant to the terms of a Common Stock Purchase Agreement dated as of July 18, 2023.
F2 Shares held by the Volpi-Cupal Family Trust UDT 4/5/00, of which the Reporting Person is trustee. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3 Shares held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III. The Reporting Person is a General Partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Growth III. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F4 Shares held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III). The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.