Asiff S. Hirji - 14 Jul 2023 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Director
Signature: /s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol: FRGE
Transactions as of: 14 Jul 2023
Net transactions value: -$99,591
Form type: 4
Filing time: 18 Jul 2023, 20:12:34 UTC
Previous filing: 16 Jun 2023
Next filing: 13 Jun 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Disposed to Issuer	$99,591	-194,400	-24%	$0.5123^*	623,070	14 Jul 2023	Direct	F1, F2
holding	FRGE	Common Stock, $0.0001 par value per share						254,518	14 Jul 2023	By Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust
holding	FRGE	Common Stock, $0.0001 par value per share						200,389	14 Jul 2023	By Hirji-Wigglesworth Partners, LP

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were initially obtained by the Reporting Person pursuant to the early exercise of stock options granted under the Amended and Restated Forge Global, Inc. 2018 Equity Incentive Plan. The number of repurchased shares represents the unvested shares underlying such stock options, and the aggregate repurchase price of $99,598.89 represents the exercise price originally paid by the Reporting Person for the early exercise of such unvested shares.
F2	Certain of these securities consist of RSUs.

Content

These shares were initially obtained by the Reporting Person pursuant to the early exercise of stock options granted under the Amended and Restated Forge Global, Inc. 2018 Equity Incentive Plan. The number of repurchased shares represents the unvested shares underlying such stock options, and the aggregate repurchase price of $99,598.89 represents the exercise price originally paid by the Reporting Person for the early exercise of such unvested shares.

Certain of these securities consist of RSUs.