Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CRDO | Ordinary Shares | Sale | -$986K | -57K | -1.47% | $17.29 | 3.81M | Jul 13, 2023 | Walden Technology Ventures Investments II, L.P. | F1, F2, F3 |
transaction | CRDO | Ordinary Shares | Sale | -$3.84M | -224K | -100% | $17.15 | 0 | Jul 13, 2023 | Celesta Capital III, L.P. | F1, F4, F5 |
transaction | CRDO | Ordinary Shares | Sale | -$949K | -56K | -1.47% | $16.95 | 3.75M | Jul 14, 2023 | Walden Technology Ventures Investments II, L.P. | F1, F3, F6 |
holding | CRDO | Ordinary Shares | 134K | Jul 13, 2023 | A&E Investment LLC | F7 | |||||
holding | CRDO | Ordinary Shares | 30K | Jul 13, 2023 | Direct | ||||||
holding | CRDO | Ordinary Shares | 168K | Jul 13, 2023 | Lip-Bu Tan and Ysa Loo Trust | F8, F9 |
Id | Content |
---|---|
F1 | The sales reported in this Form 4 were effected pursuant to Rule 144. |
F2 | This transaction was executed in multiple trades at prices ranging from $17.02 to $17.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of Walden Technology Ventures Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
F4 | This transaction was executed in multiple trades at prices ranging from $17.09 to $17.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | The Reporting Person is the Managing Director of Celesta Capital GP III, LLC, which is the general partner of Celesta Capital III, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
F6 | This transaction was executed in multiple trades at prices ranging from $16.64 to $17.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F7 | The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee. |
F8 | Reflects changes in the Reporting Person's beneficial ownership as a result of pro rata distributions by Celesta Capital II, L.P. to its partners in a transaction that was exempt from reporting pursuant to Rule 16a-9. |
F9 | The Reporting Person is the joint trustee of the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/92. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
Celesta Capital II, L.P. has distributed all of its remaining shares to its partners in a transaction that was exempt from reporting pursuant to Rule 16a-9.