Steven E. Bernstein - 07 Jul 2023 Form 4 Insider Report for SpringBig Holdings, Inc. (SBIG)

Role
Director
Signature
/s/ Paul Sykes, as Attorney-in-Fact
Issuer symbol
SBIG
Transactions as of
07 Jul 2023
Net transactions value
$0
Form type
4
Filing time
11 Jul 2023, 20:18:04 UTC
Previous filing
28 Jun 2023
Next filing
07 Dec 2023
SEC
View on sec.gov

Quoteable Key Fact

"Steven E. Bernstein filed Form 4 for SpringBig Holdings, Inc. (SBIG) on 11 Jul 2023."

Quick Takeaways

  • This page summarizes Steven E. Bernstein's Form 4 filing for SpringBig Holdings, Inc. (SBIG).
  • 2 reported transactions and 1 derivative row are listed below.
  • Filing timestamp: 11 Jul 2023, 20:18.

What Changed

  • Previous filing in this sequence was filed on 28 Jun 2023.
  • Current net transaction value: $0.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBIG Common Stock Options Exercise $0 +8,333 +33% $0.000000 33,333 07 Jul 2023 Direct F1, F2
holding SBIG Common Stock 493,908 07 Jul 2023 Notes F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBIG Restricted Stock Units Options Exercise $0 -8,333 -33% $0.000000 16,667 07 Jul 2023 Common Stock 8,333 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person
F2 Each restricted stock unit represents a right to acquire one share of the issuers common stock.
F3 The reporting person disclaims beneficial ownership of the securities held by Bernstein Limited Partnership II, for which he is the General Partner, except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4 Held by Bernstein Limited Partnership II
F5 July 7, 2023