Steven E. Bernstein - Jul 7, 2023 Form 4 Insider Report for SpringBig Holdings, Inc. (SBIG)

Role
Director
Signature
/s/ Paul Sykes, as Attorney-in-Fact
Stock symbol
SBIG
Transactions as of
Jul 7, 2023
Transactions value $
$0
Form type
4
Date filed
7/11/2023, 08:18 PM
Previous filing
Jun 28, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBIG Common Stock Options Exercise $0 +8.33K +33.33% $0.00 33.3K Jul 7, 2023 Direct F1, F2
holding SBIG Common Stock 494K Jul 7, 2023 Notes F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBIG Restricted Stock Units Options Exercise $0 -8.33K -33.33% $0.00 16.7K Jul 7, 2023 Common Stock 8.33K Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person
F2 Each restricted stock unit represents a right to acquire one share of the issuers common stock.
F3 The reporting person disclaims beneficial ownership of the securities held by Bernstein Limited Partnership II, for which he is the General Partner, except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4 Held by Bernstein Limited Partnership II
F5 July 7, 2023