Key facts
- This page summarizes Steven E. Bernstein's Form 4 filing for SpringBig Holdings, Inc. (SBIG).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Jul 2023, 20:18.
Steven E. Bernstein - 07 Jul 2023 Form 4 Insider Report for SpringBig Holdings, Inc. (SBIG)
- Reporting relationship
- Director
- Issuer ticker
- SBIG
- Reported as of
- 07 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jul 2023, 20:18:04 UTC
- Prior SEC filing
- 28 Jun 2023
- Next SEC filing
- 07 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Sykes, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steven E. Bernstein filed Form 4 for SpringBig Holdings, Inc. (SBIG) on 11 Jul 2023.
Change
- Previous filing in this sequence was filed on 28 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SBIG
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,333
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 33,333
- Date
- 07 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SBIG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 493,908
- Date
- 07 Jul 2023
- Ownership
- Notes
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SBIG
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,333
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 16,667
- Date
- 07 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,333
- Exercise price
- Footnotes
- F1, F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person
Footnote F2
Each restricted stock unit represents a right to acquire one share of the issuers common stock.
Footnote F3
The reporting person disclaims beneficial ownership of the securities held by Bernstein Limited Partnership II, for which he is the General Partner, except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F4
Held by Bernstein Limited Partnership II
Footnote F5
July 7, 2023