Francesca Cornelli - Jun 30, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Director
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Jun 30, 2023
Transactions value $
$35,257
Form type
4
Date filed
7/3/2023, 04:30 PM
Previous filing
Apr 4, 2023
Next filing
Aug 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Award $35.3K +4.68K +32.22% $7.54 19.2K Jun 30, 2023 Class A Common Stock 4.68K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of partial quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability.