Blythe Masters - Jun 30, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Director
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Jun 30, 2023
Transactions value $
$71,253
Form type
4
Date filed
7/3/2023, 04:26 PM
Previous filing
Jun 16, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +9.13K +38.32% 32.9K Jun 30, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -9.13K -20.56% $0.00 35.3K Jun 30, 2023 Class A Common Stock 9.13K Direct F1, F2
transaction GCMG Restricted Stock Units Award $71.3K +9.45K +26.8% $7.54 44.7K Jun 30, 2023 Class A Common Stock 9.45K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023.
F2 Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.