Stephen Malkin - 30 Jun 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Director
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Issuer symbol
GCMG
Transactions as of
30 Jun 2023
Net transactions value
+$50,005
Form type
4
Filing time
03 Jul 2023, 16:25:28 UTC
Previous filing
04 Apr 2023
Next filing
03 Oct 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Award $50,005 +6,632 +17% $7.54 45,223 30 Jun 2023 Class A Common Stock 6,632 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.