| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOCU | Common Stock | Options Exercise | $0 | +93.1K | +241.2% | $0.00 | 132K | Jun 15, 2023 | Direct | |
| transaction | DOCU | Common Stock | Tax liability | $0 | -46.1K | -35.05% | $0.00 | 85.5K | Jun 15, 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -3.02K | -16.66% | $0.00 | 15.1K | Jun 15, 2023 | Common Stock | 3.02K | Direct | F2, F3, F4 | |
| transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -1.2K | -11.12% | $0.00 | 9.6K | Jun 15, 2023 | Common Stock | 1.2K | Direct | F2, F4, F5 | |
| transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -4.39K | -7.69% | $0.00 | 52.7K | Jun 15, 2023 | Common Stock | 4.39K | Direct | F2, F4, F6 | |
| transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -5.86K | -7.14% | $0.00 | 76.2K | Jun 15, 2023 | Common Stock | 5.86K | Direct | F2, F4, F7 | |
| transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -50.4K | -100% | $0.00* | 0 | Jun 15, 2023 | Common Stock | 50.4K | Direct | F4, F8, F9 | |
| transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -28.1K | -100% | $0.00* | 0 | Jun 15, 2023 | Common Stock | 28.1K | Direct | F8, F10, F11 |
Cynthia Gaylor is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| F2 | Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. |
| F3 | The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
| F4 | The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| F5 | The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
| F6 | The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
| F7 | The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
| F8 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F9 | The RSUs will fully vest on the vesting commencement date of June 15, 2023, subject to the Reporting Person being a service provider through such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
| F10 | The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
| F11 | The restricted stock units do not expire, they either vest or are canceled prior to vesting date. |