David James Humphreys - Jun 15, 2023 Form 4 Insider Report for Babylon Holdings Ltd (BBLN)

Role: Chief Financial Officer
Signature: /s/ David James Humphreys
Stock symbol: BBLN
Transactions as of: Jun 15, 2023
Transactions value $: -$27
Form type: 4
Date filed: 6/20/2023, 07:48 PM
Previous filing: May 16, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BBLN	Class A ordinary shares	Options Exercise		+31	+0.13%		23K	Jun 15, 2023	Direct	F1
transaction	BBLN	Class A ordinary shares	Tax liability	-$9	-15	-0.07%	$0.59	23K	Jun 15, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BBLN	Restricted share units	Options Exercise	-$18	-31	-1.47%	$0.59	2.07K	Jun 15, 2023	Class A ordinary shares	31		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
F2	Exempt transaction pursuant to Rule 16b-3(e): payment of tax liability by pre-planned automatic withholding by the Issuer of a portion of the shares received by the Reporting Person upon the vesting and issuance of shares in settlement of RSUs. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay the Reporting Person's withholding tax obligations resulting from the vesting and settlement of the RSUs.
F3	The RSUs were awarded under the 2021 Plan and are made up of three separate awards. The first award for 1,373 Class A ordinary shares vests on March 14, 2025. The second award for 709 Class A ordinary shares vests in equal quarterly installments beginning January 22, 2023. The third award for 406 Class A ordinary shares vests in equal quarterly installments beginning March 14, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.