| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRDO | Ordinary Shares | Sale | -$3.93M | -224K | -33.06% | $17.54 | 454K | Jun 14, 2023 | Celesta Capital III, L.P. | F1, F2, F3 |
| holding | CRDO | Ordinary Shares | 4.22M | Jun 14, 2023 | China Walden Venture Investments II, L.P. | F4 | |||||
| holding | CRDO | Ordinary Shares | 30K | Jun 14, 2023 | Direct | ||||||
| holding | CRDO | Ordinary Shares | 134K | Jun 14, 2023 | A&E Investment LLC | F5 | |||||
| holding | CRDO | Ordinary Shares | 139K | Jun 14, 2023 | Lip-Bu Tan and Ysa Loo Trust | F6 | |||||
| holding | CRDO | Ordinary Shares | 1.01M | Jun 14, 2023 | Celesta Capital II, L.P. | F6, F7 |
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to Rule 144. |
| F2 | This transaction was executed in multiple trades at prices ranging from $17.36 to $17.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The Reporting Person is the Managing Director of Celesta Capital GP III, LLC, which is the general partner of Celesta Capital III, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| F4 | The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of China Walden Venture Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| F5 | The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee. |
| F6 | Reflects changes in the Reporting Person's beneficial ownership as a result of pro rata distribution by Celesta Capital II, L.P. to its partners in a transaction that was exempt from reporting pursuant to Rule 16a-9. |
| F7 | The Reporting Person is the Managing Director of Celesta Capital GP II, Ltd., which is the general partner of Celesta Capital II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. Represents restricted stock units that will vest over a period of four years subject to continued employment through each vesting date. |