Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CRDO | Ordinary Shares | Sale | -$5.28M | -300K | -9.17% | $17.60 | 2.97M | Jun 13, 2023 | By Zhan BVI Co Ltd | F1, F2, F3 |
transaction | CRDO | Ordinary Shares | Sale | -$6.18M | -351K | -8.52% | $17.59 | 3.77M | Jun 13, 2023 | By Chung BVI Co Ltd | F1, F3, F4 |
transaction | CRDO | Ordinary Shares | Sale | -$4.36M | -249K | -6.6% | $17.53 | 3.52M | Jun 14, 2023 | By Chung BVI Co Ltd | F1, F3, F5 |
holding | CRDO | Ordinary Shares | 3.2M | Jun 13, 2023 | Direct | ||||||
holding | CRDO | Ordinary Shares | 75K | Jun 13, 2023 | Evelyn Job and April Foundation | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 7, 2022. |
F2 | This transaction was executed in multiple trades at prices ranging from $17.50 to $17.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
F4 | This transaction was executed in multiple trades at prices ranging from $17.50 to $17.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | This transaction was executed in multiple trades at prices ranging from $17.50 to $17.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |