Carlos M. Sepulveda - 06 Jun 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
06 Jun 2023
Net transactions value
+$75,943
Form type
4
Filing time
08 Jun 2023, 17:45:19 UTC
Previous filing
10 May 2023
Next filing
13 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Depository Shares Purchase $41,262 +2,116 $19.50 2,116 06 Jun 2023 Direct F1
transaction TFIN Depository Shares Purchase $34,681 +1,756 +83% $19.75 3,872 07 Jun 2023 Direct F1
holding TFIN Common Stock 411,345 06 Jun 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.
F2 Consists of (i) 247,619 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.