Peter A. Kadens - 06 Jun 2023 Form 4 Insider Report for NewLake Capital Partners, Inc. (NLCP)

Role
Director
Signature
/s/ Lisa Meyer
Issuer symbol
NLCP
Transactions as of
06 Jun 2023
Net transactions value
+$60,001
Form type
4
Filing time
08 Jun 2023, 15:47:44 UTC
Previous filing
15 May 2023
Next filing
22 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLCP Common Stock, par value $0.01 per share Award $60,001 +4,831 +4.9% $12.42 104,410 06 Jun 2023 Direct F1
holding NLCP Common Stock, par value $0.01 per share 38,462 06 Jun 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NLCP Warrants 7,026 06 Jun 2023 Common Stock 7,026 $24.00 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common stock of NewLake Capital Partners, Inc. (the "Issuer") subject to restricted stock units (RSUs) granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan for service on the Issuer's board of directors. The RSUs will vest, subject to continued service, 100% on the earlier of (i) June 6, 2024 or (ii) the date of the Issuer's 2024 annual meeting of stockholders.
F2 Held by AK Investment One LLC beneficially owned by Amy Kadens, spouse of Peter Kadens, by virtue of her sole voting power over the shares.
F3 Held by NLCP Holdings, LLC beneficially owned by Peter Kadens by virtue of his sole voting power over the shares.