Beck Martin S A - 22 May 2023 Form 4 Insider Report for UpHealth, Inc.

Role
Chief Financial Officer
Signature
/s/ Martin S. A. Beck
Issuer symbol
N/A
Transactions as of
22 May 2023
Net transactions value
-$4,292
Form type
4
Filing time
06 Jun 2023, 16:24:38 UTC
Previous filing
15 Mar 2023
Next filing
11 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPH Common Stock Tax liability $2,574 -1,479 -3.6% $1.74 39,627 22 May 2023 Direct F1, F2
transaction UPH Common Stock Tax liability $1,718 -1,133 -2.9% $1.52 38,494 01 Jun 2023 Direct F1, F2
holding UPH Common Stock 41,106 22 May 2023 Direct F1
holding UPH Common Stock 122,208 22 May 2023 TTC Healthcare Partners, LLC F3
holding UPH Common Stock 186,164 22 May 2023 Rewi Enterprises, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Beck Martin S A is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Includes Restricted Stock Units ("Prior RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules.
F2 The Company may withhold shares of stock subject to the Prior RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such Prior RSUs issued to Reporting Person.
F3 Mr. Beck has been an indirect equity owner and is the chairman of the board of directors of TTC Healthcare Partners, LLC ("TTC"), and as such, Mr. Beck may be deemed the beneficial owner of shares owned by TTC. Mr. Beck disclaims beneficial ownership of the shares held by TTC, except to the extent of his pecuniary interest therein, and the reporting herein of the shares held by TTC shall not be construed as an admission that Mr. Beck is the beneficial owner of those shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
F4 Rewi Enterprises, LLC, which is a direct member of TTC and of which Mr. Beck is the sole owner