| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRDO | Ordinary Shares | Sale | $710,255 | -47,309 | -1.4% | $15.01 | 3,320,000 | 01 Jun 2023 | By Zhan BVI Co Ltd | F1, F2, F3 |
| transaction | CRDO | Ordinary Shares | Sale | $1,452,082 | -96,600 | -2.2% | $15.03 | 4,220,000 | 01 Jun 2023 | By Chung BVI Co Ltd | F1, F3, F4 |
| transaction | CRDO | Ordinary Shares | Tax liability | $35,743 | -2,161 | -0.07% | $16.54 | 3,206,936 | 01 Jun 2023 | Direct | F5 |
| holding | CRDO | Ordinary Shares | 75,000 | 01 Jun 2023 | Evelyn Job and April Foundation | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 7, 2022. |
| F2 | This transaction was executed in multiple trades at prices ranging from $15 to $15.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. |
| F4 | This transaction was executed in multiple trades at prices ranging from $15 to $15.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (?RSUs?). |