Donald J. Listwin - May 17, 2023 Form 4 Insider Report for CALIX, INC (CALX)

Role
Director
Signature
/s/ Tom Gemetti as Attorney-in-Fact for Donald J. Listwin
Stock symbol
CALX
Transactions as of
May 17, 2023
Transactions value $
$333,262
Form type
4
Date filed
5/18/2023, 04:13 PM
Previous filing
May 19, 2023
Next filing
Aug 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CALX Common Stock Options Exercise $333K +9.96K +1.7% $33.46 598K May 17, 2023 Direct
holding CALX Common Stock 310K May 17, 2023 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CALX Stock Option (right to buy) Options Exercise $0 -9.96K -100% $0.00* 0 May 17, 2023 Common Stock 9.96K $33.46 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by No Mas Ninos, L.P. The Reporting Person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the limited partnership. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
F2 100% of the shares subject to the option were fully vested and exercisable on May 12, 2023.