Kerry Whorton Cooper - May 15, 2023 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Role
Director
Signature
/s/ Christopher Ing, by power of attorney
Stock symbol
UPST
Transactions as of
May 15, 2023
Transactions value $
$39,851
Form type
4
Date filed
5/17/2023, 04:06 PM
Previous filing
Jan 12, 2023
Next filing
May 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPST Common Stock Purchase $39.9K +2K +51.06% $19.93 5.92K May 15, 2023 See Footnote F1
holding UPST Common Stock 2.21K May 15, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.
F2 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.