Tod Smeal - Mar 15, 2023 Form 4 Insider Report for Cardiff Oncology, Inc. (CRDF)

Role
Chief Scientific Officer
Signature
/s/ Tod Smeal
Stock symbol
CRDF
Transactions as of
Mar 15, 2023
Transactions value $
$0
Form type
4
Date filed
3/16/2023, 05:42 PM
Previous filing
Jan 14, 2022
Next filing
Mar 7, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRDF Stock Options Award $0 +167K +60.74% $0.00 442K Mar 15, 2023 Common Stock 167K $1.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the option will vest on March 15, 2024 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.