James E. Levine - 15 Mar 2023 Form 4 Insider Report for Cardiff Oncology, Inc. (CRDF)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Mar 2023, 17:42:11 UTC
Prior SEC filing
19 Sep 2022
Next SEC filing
07 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James Levine

Key filing fact

James E. Levine filed Form 4 for Cardiff Oncology, Inc. (CRDF) on 16 Mar 2023.

Key facts

  • This page summarizes James E. Levine's Form 4 filing for Cardiff Oncology, Inc. (CRDF).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 16 Mar 2023, 17:42.

Change

  • Previous filing in this sequence was filed on 19 Sep 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRDF transaction Derivative

Stock Options

Award

Transaction value
$0
Shares
+197,472
Change %
+35%
Price
$0.000000
Shares after
757,488
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
197,472
Exercise price
$1.72
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

25% of the shares subject to the option will vest on March 15, 2024 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the continued service of the reporting person.

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