Raj Denhoy - Mar 6, 2023 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role: Chief Financial Officer
Signature: /s/ Rajbir S. Denhoy
Stock symbol: ESTA
Transactions as of: Mar 6, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/8/2023, 04:09 PM
Previous filing: Apr 12, 2022
Next filing: Apr 12, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ESTA	Common Shares	Award	$0	+2.99K	+93.08%	$0.00	6.19K	Mar 6, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ESTA	Stock Option (Right to buy)	Award	$0	+7.24K		$0.00	7.24K	Mar 6, 2023	Common Shares	7.24K	$74.47	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
F2	One-fourth of the shares subject to the option shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.